6-K ·Filed Oct 7, 2026
Notable filing: 6-K
Actionable Insight • Neutral
Routine monthly share count update with negligible dilution. No actionable signal for the common equity.
Latest settled: T+5d
BABA ▲ +3.90% at T+5d
NEUTRAL call +3.90% · α vs SPY +4.88% · entry $107.00 → $111.17
Latest observation: T+12 -4.36% FF3 residual α
T+1d
-1.22%
call -1.22% · α -0.79%
$105.70
settled 20d ago
T+5d
+3.90%
call +3.90% · α +4.88%
$111.17
settled 14d ago
T+20d
Pending
in 7d
T+60d
Pending
in 2mo
Price Chart
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Executive Summary
Alibaba filed its monthly Hong Kong stock exchange return for September 2026, reporting a net increase of 16,970,596 ordinary shares issued during the month, primarily from restricted share unit vestings. The filing is a routine administrative disclosure with no material financial or operational impact.
Key Facts
- Total issued shares increased from 19,884,988,918 to 19,901,959,514 shares during September 2026.
- The increase of 16,970,596 shares came from restricted share units: 7,919,312 under the 2014 Plan and 9,291,284 under the 2024 Plan.
- No share options were exercised or converted during the month.
- Outstanding convertible notes of $5.0B (May 2024) and $3.2B (September 2025 remain outstanding with no conversions.
- Public float requirement of 25% was confirmed as complied with.
Financial Impact
No financial impact. Dilution of ~0.085% from RSU vestings is immaterial.
dilution
Risk Factors
- No material risk identified from this routine filing.
Investment Themes
Documents Analyzed
This report is based on 5 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 6-K Filing (Primary) | 0001104659-26-114191 |
| Document: tm2627183d1_6k.htm | 0001104659-26-114191 |
| Document: 0001104659-26-114191-index-headers.html | 0001104659-26-114191 |
| Document: 0001104659-26-114191-index.html | 0001104659-26-114191 |
| Document: 0001104659-26-114191.txt | 0001104659-26-114191 |
24 reports for BABA
75% Hit rate @ T+1 Went positive at some point 7 of 8 best @ T+60▲ +17.54%
Filters
Rows
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 7, 2026 20d ago | 6-K | $107.00 $105.70 | ▼ −1.22% | ▼ −0.79% | $100.24 (−6.32%) |
Oct 2, 2026 26d ago | Insider Cluster | $105.85 $110.80 | ▼ −4.68% | ▼ −4.00% | $100.24 (+5.30%) |
Oct 2, 2026 26d ago | Insider Cluster | $105.85 $110.80 | ▲ +4.68% | ▲ +4.00% | $100.24 (−5.30%) |
Sep 29, 2026 29d ago | Insider Cluster | $107.74 $107.54 | ▼ −0.19% | ▲ +0.02% | $100.24 (−6.96%) |
Sep 4, 2026 7w ago | 6-K | $113.24 $112.66 | ▲ +0.51% | ▼ −0.04% | $100.24 (+11.48%) |
Aug 26, 2026 8w ago | 6-K | $119.83 $116.31 | ▼ −2.94% | ▼ −3.59% | $100.24 (−16.35%) |
Aug 26, 2026 9w ago | 6-K | $119.83 $116.31 | ▲ +2.94% | ▲ +3.59% | $100.24 (+16.35%) |
Aug 25, 2026 9w ago | Insider Cluster | $119.44 $119.83 | ▲ +0.33% | ▲ +0.30% | $100.24 (−16.08%) |
Aug 24, 2026 9w ago | Insider Cluster | $118.47 $119.44 | ▲ +0.82% | ▲ +0.50% | $100.24 (−15.39%) |
Aug 24, 2026 9w ago | 6-K | $118.47 $119.44 | ▼ −0.82% | ▼ −0.50% | $100.24 (+15.39%) |
Showing 10 of 24
US Market Status
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