Monitor the upcoming stockholder vote on the contingent grants; if approved, the PSUs create a direct alignment with stock price targets of $21.50, $41.00, and $61.50 over five years, providing a clear catalyst timeline.
Price Chart
Executive Summary
Anteris Technologies approved contingent equity grants for CEO Wayne Paterson (1.2M options + 800K PSUs) and David St Denis (414K options + 485K PSUs), all subject to stockholder approval, plus a $500K option grant for Matthew McDonnell. The PSUs vest based on stock price hurdles of $21.50, $41.00, and $61.50 over five years. This is a routine compensatory arrangement with no departure or immediate financial impact.
Key Facts
- Contingent grant of 1,200,000 nonqualified stock options to CEO Wayne Paterson, subject to stockholder approval
- Contingent grant of 414,000 nonqualified stock options to David St Denis, subject to stockholder approval
- Contingent grant of 800,000 performance-based RSUs to Wayne Paterson, vesting on stock price hurdles of $21.50, $41.00, and $61.50 over 5 years
- Contingent grant of 485,000 performance-based RSUs to David St Denis with same stock price vesting hurdles
- Grant of nonqualified stock options to Matthew McDonnell with a target value of $500,000, vesting over 3 years
- All option grants have a 10-year term and exercise price equal to fair market value on grant date
- No departures or officer changes reported
Financial Impact
No immediate cash impact; potential dilution from up to 2,899,000 options and PSUs if all contingencies are met and stockholder approval obtained
Risk Factors
- Stockholder approval is required for the contingent option and PSU grants; failure to approve would cancel these awards
- Potential dilution of up to ~2.9M shares if all grants vest and are exercised
- PSU vesting depends entirely on stock price performance; no vesting if minimum $21.50 VWAP hurdle is not met
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 8-K Filing (Primary) | 0001140361-26-037002 |
| Document: 0001140361-26-037002-index-headers.html | 0001140361-26-037002 |
| Document: 0001140361-26-037002-index.html | 0001140361-26-037002 |
| Document: 0001140361-26-037002.txt | 0001140361-26-037002 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 6, 2026 21d ago | Insider Buy | $7.05 | awaiting T+20 | — | $5.99 (−15.04%) |
Oct 1, 2026 25d ago | Insider Buy | $7.71 | awaiting T+20 | — | $5.99 (−22.31%) |
Sep 23, 2026 4w ago | 8-K | $7.62 $6.01 | ▼ −21.13% | ▼ −21.82% | $5.99 (−21.39%) |
Sep 17, 2026 5w ago | 8-K | $8.16 $6.05 | ▼ −25.86% | ▼ −26.06% | $5.99 (−26.59%) |
Sep 16, 2026 5w ago | 3 | $8.37 $6.26 | ▼ −25.21% | ▼ −27.27% | $5.99 (−28.43%) |
Sep 8, 2026 7w ago | 8-K | $8.62 $7.05 | ▼ −18.21% | ▼ −20.18% | $5.99 (−30.51%) |
Aug 14, 2026 10w ago | Institutional Cluster | $9.42 $8.72 | ▼ −7.43% | ▼ −5.91% | $5.99 (−36.41%) |
Aug 11, 2026 10w ago | Press Release | $8.87 $8.30 | ▲ +6.43% | ▲ +4.53% | $5.99 (+32.47%) |
Jul 31, 2026 12w ago | 8-K | $7.84 $8.74 | ▲ +11.48% | ▲ +8.49% | $5.99 (−23.60%) |
Jul 28, 2026 13w ago | Insider Buy | $8.17 $8.89 | ▲ +8.81% | ▲ +5.43% | $5.99 (−26.68%) |
US Market Status
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