The exchange eliminates preferred dividend obligations but adds over 200k shares to the float, which could pressure the stock given the micro-cap market cap. Monitor for any subsequent financing or updates on the company's cash position.
Price Chart
Executive Summary
Auddia exchanged 750 outstanding Series C preferred shares (including accrued dividends) for 216,525 common shares at $3.91 per share, eliminating all preferred stock. The transaction cleans up the balance sheet but dilutes common shareholders, with no new capital raised.
Key Facts
- Exchanged 750 Series C preferred shares for 216,525 common shares at $3.91/share
- No shares of Series C preferred remain outstanding
- Securities issued without restrictive legend under Section 3(a)(9) exemption
- No new capital raised; existing preferred obligations eliminated
Financial Impact
common share count increased by 216,525 shares; no cash consideration involved
Risk Factors
- Dilution to common shareholders from the additional shares
- Low liquidity and market cap ($1M) increase price sensitivity
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 5 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 8-K Filing (Primary) | 0001683168-26-003298 |
| Document: auddia_i8k.htm | 0001683168-26-003298 |
| Document: 0001683168-26-003298-index-headers.html | 0001683168-26-003298 |
| Document: 0001683168-26-003298-index.html | 0001683168-26-003298 |
| Document: 0001683168-26-003298.txt | 0001683168-26-003298 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 22, 2026 4d ago | 8-K | $0.9516 | awaiting T+60 | — | $0.9370 (−1.53%) |
Oct 6, 2026 20d ago | 425 | $1.15 | awaiting T+60 | — | $0.9370 (−18.52%) |
Oct 6, 2026 20d ago | 8-K | $1.15 | awaiting T+60 | — | $0.9370 (+18.52%) |
Sep 24, 2026 4w ago | 8-K | $1.28 | awaiting T+60 | — | $0.9370 (−26.80%) |
Sep 24, 2026 4w ago | 425 | $1.28 | awaiting T+60 | — | $0.9370 (−26.80%) |
Sep 24, 2026 4w ago | Press Release | $1.28 | awaiting T+60 | — | $0.9370 (−26.80%) |
Sep 11, 2026 6w ago | 425 | $1.02 | awaiting T+60 | — | $0.9370 (−8.14%) |
Aug 17, 2026 10w ago | Press Release | $0.9701 | awaiting T+60 | — | $0.9370 (−3.41%) |
Jul 23, 2026 13w ago | 8-K | $1.07 $1.01 | ▼ −5.61% | ▼ −9.34% | $0.9370 (−12.43%) |
Jun 4, 2026 20w ago | Press Release | $1.48 $0.9657 | ▼ −34.75% | ▼ −36.63% | $0.9370 (−36.69%) |
US Market Status
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