The conversion eliminates preferred-stock overhang and simplifies the capital structure, but adds 8.1M common shares to the float. Monitor trading volume and price action for dilution absorption; the S-3 resale registration may enable further share sales by former preferred holders.
Price Chart
Executive Summary
AquaBounty Technologies converted all outstanding Series A and Series B convertible preferred stock into common stock upon SEC effectiveness of its Form S-3 registration statement on October 23, 2026. All 263,753 Series A and 109,223 Series B preferred shares were converted into 8,077,043 common shares, eliminating all preferred stock and increasing total common shares outstanding to 13,291,953.
Key Facts
- SEC declared Form S-3 effective on October 23, 2026
- 263,753 Series A and 109,223 Series B preferred shares converted into 8,077,043 common shares
- No preferred shares remain outstanding after conversion
- Common shares outstanding post-conversion: 13,291,953
- Conversion was pre-arranged under agreements dated October 7, 2026
Financial Impact
Conversion of all preferred stock into 8,077,043 common shares; post-conversion common shares outstanding 13,291,953. No dollar amounts disclosed.
Risk Factors
- Potential overhang from resale registration of newly issued common shares
- Dilution to existing common shareholders from the 8.1M new shares
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 8-K Filing (Primary) | 0001603978-26-000104 |
| Document: 0001603978-26-000104-index-headers.html | 0001603978-26-000104 |
| Document: 0001603978-26-000104-index.html | 0001603978-26-000104 |
| Document: 0001603978-26-000104.txt | 0001603978-26-000104 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 26, 2026 1d ago | EFFECT | $1.05 | awaiting T+5 | — | $1.15 (−9.52%) |
Oct 23, 2026 3d ago | 8-K | $1.11 | awaiting T+5 | — | $1.15 (+3.60%) |
Oct 13, 2026 13d ago | S-3 | $1.04 $1.08 | ▼ −3.85% | ▼ −3.39% | $1.15 (−10.58%) |
Oct 8, 2026 18d ago | 8-K | $0.9742 $1.10 | ▼ −12.91% | ▼ −13.19% | $1.15 (−18.05%) |
Jul 8, 2026 15w ago | 8-K | $0.9400 $0.9600 | ▲ +2.13% | ▲ +1.26% | $1.15 (+22.34%) |
Jun 30, 2026 16w ago | 8-K | $1.07 $0.9698 | ▲ +9.36% | ▲ +9.63% | $1.15 (−7.48%) |
Apr 8, 2026 28w ago | 8-K | $0.9300 $1.12 | ▲ +20.43% | ▲ +16.91% | $1.15 (+23.66%) |
US Market Status
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