Monitor for any conversion of this passive 13G to a 13D, which would signal activist intent. The blocker cap at 4.99% limits near-term dilution from warrant exercise.
Price Chart
Executive Summary
Empery Asset Management filed an amended Schedule 13G disclosing beneficial ownership of 2,241,537 shares of Annovis Bio common stock (4.99% of outstanding shares), all of which are issuable upon exercise of warrants. The filing is passive and the stake is capped by a 4.99% blocker provision, indicating no change in control intent.
Key Financial Metrics
Key Facts
- Empery Asset Management reports beneficial ownership of 2,241,537 shares of Annovis Bio common stock, all issuable upon exercise of warrants.
- The stake represents 4.99% of outstanding shares based on 42,679,059 shares outstanding as of September 4, 2026.
- The filing is a passive Schedule 13G/A amendment, certifying the securities were not acquired to change or influence control.
- Exercise of the warrants is subject to a 4.99% blocker provision.
Financial Impact
No financial figures disclosed; stake value cannot be determined from filing.
Risk Factors
- Potential future conversion to a 13D filing could signal activist pressure.
- Warrant exercise could dilute existing shareholders if blocker is removed.
Investment Themes
Documents Analyzed
This report is based on 3 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| SC 13G/A Filing (Primary) | 0000919574-26-006984 |
| Document: 0000919574-26-006984-index.html | 0000919574-26-006984 |
| Document: 0000919574-26-006984.txt | 0000919574-26-006984 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 19, 2026 7d ago | 8-K | $0.9783 | awaiting T+60 | — | $1.01 (+3.75%) |
Oct 15, 2026 12d ago | SC 13G/A | $1.05 | awaiting T+60 | — | $1.01 (−3.33%) |
Oct 7, 2026 20d ago | DEFA14A | $1.21 | awaiting T+60 | — | $1.01 (−16.12%) |
Jul 9, 2026 15w ago | 8-K | $1.86 $1.20 | ▼ −35.48% | ▼ −38.12% | $1.01 (−45.43%) |
May 20, 2026 22w ago | 424B5 | $2.15 $1.74 | ▲ +19.07% | ▲ +23.37% | $1.01 (+52.79%) |
May 19, 2026 22w ago | 424B5 | $2.04 $1.85 | ▲ +9.31% | ▲ +14.32% | $1.01 (+50.25%) |
May 15, 2026 23w ago | 8-K | $2.05 $1.80 | ▼ −12.20% | ▼ −17.05% | $1.01 (−50.49%) |
May 15, 2026 23w ago | Press Release | $2.06 $1.89 | ▲ +8.25% | ▲ +12.77% | $1.01 (+50.73%) |
Apr 10, 2026 28w ago | Press Release | $1.59 $1.92 | ▲ +20.75% | ▲ +10.43% | $1.01 (−36.16%) |
Mar 19, 2026 31w ago | Press Release | $2.67 $1.78 | ▼ −33.33% | ▼ −47.68% | $1.01 (−61.99%) |
US Market Status
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