With only 142 holders of record, the company qualifies for deregistration under Rule 12g-4(a)(1). No buyout or going-private transaction is disclosed, so this is a pure 'going dark' event. Expect the stock to be delisted from any national exchange and trade OTC with minimal volume. Monitor for any subsequent tender offer or going-private transaction.
Price Chart
Executive Summary
alpha-En Corp filed a Form 15-12G to voluntarily terminate its SEC registration under Section 12(g) and suspend its duty to file reports under Sections 13 and 15(d). The company has only 142 holders of record, which is below the threshold requiring continued SEC reporting. This 'going dark' move means existing shareholders lose SEC-mandated transparency and liquidity, and the stock will likely trade on the OTC markets or become illiquid.
Key Facts
- Filed Form 15-12G to terminate registration under Section 12(g) and suspend reporting under Sections 13 and 15(d)
- Approximately 142 holders of record as of the certification date
- CEO/CFO/Chairman Jerome Feldman signed the filing
- Effective immediately as of October 20, 2026
- No concurrent merger or acquisition mentioned — voluntary deregistration
Financial Impact
Existing shareholders lose SEC reporting protections and likely face reduced liquidity; stock expected to move to OTC or become untradeable on major exchanges
Risk Factors
- Complete loss of SEC-mandated financial disclosure and transparency
- Severe reduction in stock liquidity; likely OTC or no trading venue
- No exit mechanism for minority shareholders unless a buyout follows
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 15-12G Filing (Primary) | 0001640334-26-001680 |
| Document: 0001640334-26-001680-index-headers.html | 0001640334-26-001680 |
| Document: 0001640334-26-001680-index.html | 0001640334-26-001680 |
| Document: 0001640334-26-001680.txt | 0001640334-26-001680 |
US Market Status
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