Monitor the November 19 annual meeting for any unexpected voting outcomes, though none are anticipated given the uncontested director election and routine auditor ratification. The board reduction from five to four members is a minor governance change with no immediate trading implications.
Price Chart
Executive Summary
Aeluma's 2026 proxy statement is a routine administrative filing. The annual meeting will elect one Class II director (Michael J. Byron), ratify the auditor (Rose, Snyder & Jacobs LLP), and reduce the board from five to four members as Craig H. Ensley is not standing for re-election. No shareholder proposals are on the ballot, and the company is exempt from say-on-pay votes as an emerging growth company. The filing is neutral with no material financial or governance impact.
Key Facts
- Annual meeting scheduled for November 19, 2026, virtual-only format.
- One Class II director nominee: Michael J. Byron (incumbent, former NVIDIA VP).
- Board to shrink from 5 to 4 members after Craig H. Ensley's departure.
- Auditor ratification: Rose, Snyder & Jacobs LLP for fiscal 2027.
- No shareholder proposals on the ballot.
- Company qualifies as an emerging growth company and smaller reporting company, exempt from say-on-pay votes.
- CEO Jonathan Klamkin total compensation for FY2026: $690,000 (salary $345,000 + bonus $345,000).
- CFO Christopher Stewart total compensation for FY2026: $3,459,904 (salary $273,864 + bonus $110,000 + stock awards $1,145,100 + option awards $1,930,940).
- FY2026 audit fees: $89,750; total fees to auditor: $167,699.
- 19,314,923 shares outstanding as of record date September 23, 2026.
- Insider trading policy prohibits hedging, pledging, and short sales of company securities.
Financial Impact
No material financial impact from the proxy items. CEO and CFO compensation disclosed but routine for a pre-commercial company.
Risk Factors
- No material risks identified from this routine proxy filing.
Investment Themes
Documents Analyzed
This report is based on 3 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| DEF 14A Filing (Primary) | 0001213900-26-105227 |
| Document: 0001213900-26-105227-index-headers.html | 0001213900-26-105227 |
| Document: 0001213900-26-105227.txt | 0001213900-26-105227 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 22, 2026 4d ago | 8-K | $7.17 | awaiting T+20 | — | $6.91 (−3.63%) |
Sep 30, 2026 26d ago | DEF 14A | $12.58 | awaiting T+20 | — | $6.91 (−45.07%) |
Sep 16, 2026 5w ago | 8-K | $11.55 $8.85 | ▲ +23.34% | ▲ +24.55% | $6.91 (+40.15%) |
Sep 16, 2026 5w ago | Press Release | $11.55 $8.85 | ▲ +23.34% | ▲ +24.55% | $6.91 (+40.15%) |
Aug 26, 2026 8w ago | 144 | $13.82 $13.61 | ▼ −1.52% | ▼ −2.72% | $6.91 (−50.00%) |
May 19, 2026 22w ago | 144 | $21.94 $24.86 | ▼ −13.33% | ▼ −12.35% | $6.91 (+68.50%) |
May 19, 2026 22w ago | 8-K | $21.94 $24.86 | ▲ +13.33% | ▲ +12.35% | $6.91 (−68.50%) |
May 13, 2026 23w ago | 8-K | $26.65 $25.20 | ▲ +5.44% | ▲ +4.58% | $6.91 (+74.07%) |
May 13, 2026 23w ago | Press Release | $26.65 $25.20 | ▲ +5.44% | ▲ +4.58% | $6.91 (+74.07%) |
Mar 10, 2026 32w ago | Press Release | $15.82 $11.49 | ▼ −27.37% | ▼ −27.22% | $6.91 (−56.32%) |
US Market Status
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