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PTAB-TRIAL ·Filed Oct 21, 2026

ALGN

ALIGN TECHNOLOGY INC
MIXED
Impact 6/10
Horizonmonths Processed5d 11h ago PTABView PTAB decision
PTAB final written decision
Actionable Insight ◆ Mixed

The mixed outcome leaves Align with some patent protection but removes coverage for the majority of challenged claims. Watch for Align's appeal to the Federal Circuit and the impact on the parallel West Texas litigation. The survival of claims 10, 12, 18, and 19 provides a narrower but still enforceable patent position.

DirectionMixed
Confidencehigh
Horizonmonths
Latest settled — T+1d
ALGN ▼ -0.64% at T+1d
NEUTRAL call ✗ call lost -0.64% · α vs SPY -0.12% · entry $155.51 → $154.51
Next anchor: T+5d in 3d
Entry anchored
Oct 22, 09:30 AM ET
via 1-min bar
T+1d
-0.64%
call -0.64% · α -0.12%
$154.51
settled 3d ago
T+5d
Pending
in 3d
T+20d
Pending
in 24d
T+60d
Pending
in 3mo

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Executive Summary

In a final written decision in IPR2025-00816, the PTAB held that claims 1–9, 11, and 13–17 of Align Technology's patent covering automated treatment staging for teeth are unpatentable as obvious, while claims 10, 12, 18, and 19 survive. The patent is central to Align's clear aligner technology and is also asserted in a pending West Texas district court case against ClearCorrect. The partial invalidation weakens Align's IP position but leaves key claims intact, creating a mixed outcome.

PTAB Trial Details

Proceeding
IPR2025-00816
Proceeding Type
IPR — inter partes review
Decision
Final written decision
Company Role
Patent owner
Outcome for Patent Owner
Partial
Patent
U.S. 11,369,456
Patent Covers
Automated Treatment Staging For Teeth
Challenged Claims
1–19
Claims Cancelled
1–9, 11, 13–17
Claims Surviving
10, 12, 18, 19
Related Litigation
Align Technology, Inc. v. ClearCorrect Operating, LLC, Case No. 6:24-cv-00187-ADA-DTG (W.D. Tex.)
Next Step
Parties seeking judicial review must comply with 37 C.F.R. § 90.2

Key Facts

  • Final Written Decision in IPR2025-00816 issued October 21, 2026
  • Claims 1–9, 11, and 13–17 of U.S. Patent 11,369,456 ('Automated Treatment Staging For Teeth') held unpatentable
  • Claims 10, 12, 18, and 19 survive — not shown unpatentable
  • Patent owner: Align Technology, Inc.; Petitioner: ClearCorrect Operating, LLC (with Straumann entities as real parties in interest)
  • Related litigation: Align Technology, Inc. v. ClearCorrect Operating, LLC, Case No. 6:24-cv-00187-ADA-DTG (W.D. Tex.)
  • Decision may be appealed to the Federal Circuit

Financial Impact

Partial invalidation of a core patent covering automated treatment staging for clear aligners; no dollar amounts stated in the decision

ip_strengthlitigation_leverage

Risk Factors

  • Further invalidation risk if related IPRs (IPR2025-00814 through -00821) yield similar results
  • Adverse district court ruling on infringement if the surviving claims are found not infringed or invalid
  • Competitive pressure from ClearCorrect/Straumann if patent barriers are reduced

Investment Themes

Healthcare & Medical Devices

Documents Analyzed

This report is based on 1 PTAB decision.

DocumentAccession Number
PTAB-TRIAL Data (Synthetic)ptab-IPR2025-00816-fwd-ALGN
12 reports for ALGN
Performance horizon
80% Hit rate @ T+20 4 of 5 directional calls Went positive at some point 5 of 6 best @ T+20▲ +11.58%Aug 10, 2026
Filters
Rows
Reports for ALGN — sortable, filterable
TypeNow
Oct 21, 2026
5d ago
PTAB Trial
MIXED ★ 6/10
$155.51awaiting T+20—$154.51 (−0.64%)
Oct 16, 2026
9d ago
Institutional Cluster
BEARISH ★ 4/10
$148.90awaiting T+20—$154.51 (−3.76%)
Aug 31, 2026
7w ago
8-K
NEUTRAL ★ 2/10
$154.96 $145.35▼ −6.20%▼ −6.52%$154.51 (−0.29%)
Aug 10, 2026
11w ago
Court Ruling
BEARISH ★ 5/10
$172.96 $152.92▲ +11.58%▲ +10.53%$154.51 (+10.66%)
Aug 3, 2026
11w ago
Institutional Cluster
BEARISH ★ 5/10
$173.27 $154.96▲ +10.57%▲ +9.33%$154.51 (+10.83%)
Jul 21, 2026
13w ago
Court Ruling
BULLISH ★ 6/10
$172.46 $163.04▼ −5.46%▼ −8.36%$154.51 (−10.41%)
Jul 7, 2026
15w ago
Court Ruling
BULLISH ★ 5/10
$174.68 $174.83▲ +0.09%▼ −3.19%$154.51 (−11.55%)
Jun 18, 2026
18w ago
8-K
NEUTRAL ★ 2/10
$173.76 $176.76▲ +1.73%▲ +1.87%$154.51 (−11.08%)
May 29, 2026
21w ago
Court Ruling
BEARISH ★ 6/10
$169.77 $168.66▲ +0.65%▼ −0.64%$154.51 (+8.99%)
Apr 17, 2026
27w ago
DEFA14A
NEUTRAL ★ 2/10
$191.43 $158.66▼ −17.12%▼ −21.32%$154.51 (−19.29%)
Showing 10 of 12

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