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8-K ·Filed Apr 3, 2026

AEON

AEON Biopharma, Inc.
BEARISH
Impact 8/10
Horizonmonths Processed6mo ago SEC0001837607-26-000025
8-K context-dependent: Items 3.01
Actionable Insight ▼ Bearish

Traders should monitor AEON's progress toward regaining compliance by August 3, 2026, as failure could lead to delisting and severely reduced liquidity. The recent S-3 filing in February 2026 suggests capital raising efforts, but the persistent deficit indicates ongoing financial distress.

DirectionBearish
Confidencehigh
Horizonmonths
Final — all horizons settled through T+60d ⚠ clustered
AEON ▼ -21.87% at T+60d
SHORT call ✓ call won +21.87% · α vs SPY +35.34% · entry $0.9100 → $0.7110
Entry = T+0 close
Apr 3, 2026
via day close
T+1d
+3.08%
call -3.08% · α -3.01%
$0.9380
settled 7mo ago
T+5d
-5.60%
call +5.60% · α +9.74%
$0.8590
settled 7mo ago
T+20d
+4.40%
call -4.40% · α +4.59%
$0.9500
settled 6mo ago
T+60d
-21.87%
call +21.87% · α +35.34%
$0.7110
settled 4mo ago

Price Chart

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Executive Summary

AEON Biopharma received an additional delisting notice from NYSE American due to a stockholders' deficit of approximately $55 million as of December 31, 2025, failing to meet the $4.0 million equity requirement under Section 1003(a)(ii) of the NYSE American Company Guide. The company remains on a compliance plan with a deadline of August 3, 2026, and its stock continues to trade with a .BC indicator denoting non-compliance.

Key Facts

  • Received delisting notice from NYSE American on March 31, 2026, for non-compliance with Section 1003(a)(ii) requiring $4.0 million in stockholders' equity.
  • Stockholders' deficit was approximately $55 million as of December 31, 2025.
  • Company previously received a notice under Section 1003(a)(i) and submitted a compliance plan accepted by NYSE American on April 22, 2025, with a deadline of August 3, 2026.
  • Stock continues to trade on NYSE American under the symbol AEON with a .BC indicator for non-compliance.
  • Company has the right to appeal any future delisting determination.

Financial Impact

Stockholders' deficit of approximately $55 million as of December 31, 2025, significantly below the $4.0 million equity requirement.

stockholders equitylisting statusmarket liquidity

Risk Factors

  • Potential delisting if compliance is not achieved by August 3, 2026.
  • Reduced institutional ownership and liquidity if delisted.
  • Inability to raise sufficient capital to meet listing requirements.

Market Snapshot

Exchange
NYSE
Sector
Pharmaceutical Preparations

Investment Themes

Biotech & Drug Discovery

Documents Analyzed

This report is based on 5 SEC documents filed with EDGAR.

DocumentAccession Number
8-K Filing (Primary)0001837607-26-000025
Document: aeon-20260331xex99d1.htm0001837607-26-000025
Document: 0001837607-26-000025-index-headers.html0001837607-26-000025
Document: 0001837607-26-000025-index.html0001837607-26-000025
Document: 0001837607-26-000025.txt0001837607-26-000025
15 reports for AEON
Performance horizon
88% Hit rate @ T+5 7 of 8 directional calls Went positive at some point 8 of 8 best @ T+60▲ +44.50%Jul 9, 2026
Filters
Rows
Reports for AEON — sortable, filterable
TypeNow
Oct 23, 2026
2d ago
8-K
NEUTRAL ★ 4/10
$0.2399awaiting T+5—$0.2400 (+0.04%)
Sep 30, 2026
26d ago
8-K
BULLISH ★ 7/10
$0.3000 $0.3110▲ +3.67%▲ +1.75%$0.2400 (−20.00%)
Aug 21, 2026
9w ago
3
NEUTRAL ★ 5/10
$0.1974 $0.2959▲ +49.90%▲ +49.43%$0.2400 (+21.58%)
Aug 19, 2026
9w ago
Press Release
BULLISH ★ 6/10
$0.1980 $0.2515▲ +27.02%▲ +27.41%$0.2400 (+21.21%)
Aug 12, 2026
10w ago
Press Release
NEUTRAL ★ 4/10
$0.2706 $0.1931▼ −28.64%▼ −26.68%$0.2400 (−11.31%)
Jul 23, 2026
13w ago
8-K
BEARISH ★ 5/10
$0.2507 $0.2552▼ −1.79%▼ −1.42%$0.2400 (+4.27%)
Jul 15, 2026
14w ago
8-K
BEARISH ★ 8/10
$0.2974 $0.2600▲ +12.58%▲ +10.91%$0.2400 (+19.30%)
Jul 15, 2026
14w ago
424B4
BEARISH ★ 7/10
$0.2997 $0.2752▲ +8.17%▲ +7.19%$0.2400 (+19.92%)
Jul 14, 2026
14w ago
EFFECT
BEARISH ★ 8/10
$0.3570 $0.2890▲ +19.05%▲ +17.75%$0.2400 (+32.77%)
Jul 9, 2026
15w ago
S-1/A
BEARISH ★ 6/10
$0.5027 $0.2974▲ +40.84%▲ +40.71%$0.2400 (+52.26%)
Showing 10 of 15

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Report published Apr 3, 2026