Two auditor changes in 14 months with multiple material weaknesses flags elevated restatement risk and potential Nasdaq listing concerns for this $69M market cap company. Expect heightened auditor scrutiny on upcoming 10-K; watch for any delayed filing or Item 4.02 non-reliance disclosure. The pattern historically carries meaningful downside at T+20 as the historical performance shows for this ticker.
Price Chart
Executive Summary
Dominari Holdings dismissed its second auditor in just over a year, replacing CBIZ CPAs P.C. with Grassi & Co., CPAs, P.C. The filing discloses five material weaknesses in internal control over financial reporting, including lack of personnel, insufficient fair value accounting review, segregation of duties failures, IT access control deficiencies, and inadequate documentation. There were no accounting disagreements with CBIZ, and the former auditor's report was unqualified.
Key Facts
- CBIZ CPAs P.C. dismissed as auditor on June 24, 2026; replaced by Grassi & Co., CPAs, P.C.
- This is the second auditor change in 14 months (Marcum LLP dismissed April 2025; CBIZ appointed same date)
- No accounting disagreements between company and CBIZ CPAs, and their report was unqualified
- Five material weaknesses in internal control over financial reporting disclosed
- The new auditor, Grassi & Co., was not consulted on any accounting or audit matters prior to engagement
Financial Impact
Not specified
Risk Factors
- Potential restatement or delayed 10-K filing if Grassi & Co. identifies prior-period errors
- Nasdaq continued listing risk if internal control weaknesses are not remediated in timely manner
- Further auditor changes if Grassi cannot complete timely audit
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 5 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 8-K Filing (Primary) | 0001213900-26-072650 |
| Document: ea029608601ex16-1.htm | 0001213900-26-072650 |
| Document: 0001213900-26-072650-index-headers.html | 0001213900-26-072650 |
| Document: 0001213900-26-072650-index.html | 0001213900-26-072650 |
| Document: 0001213900-26-072650.txt | 0001213900-26-072650 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Sep 14, 2026 18d ago | Insider Cluster | $2.23 $2.53 | ▲ +13.45% | ▲ +13.35% | $2.24 (+0.45%) |
Aug 14, 2026 7w ago | 8-K | $2.71 $2.58 | ▼ −4.80% | ▼ −3.43% | $2.24 (−17.34%) |
Aug 11, 2026 7w ago | Press Release | $3.14 $2.56 | ▲ +18.47% | ▲ +18.07% | $2.24 (+28.66%) |
Jun 26, 2026 14w ago | 8-K | $3.13 $2.93 | ▲ +6.39% | ▲ +7.78% | $2.24 (+28.43%) |
May 27, 2026 18w ago | 8-K | $3.45 $3.26 | ▼ −5.51% | ▼ −5.82% | $2.24 (−35.07%) |
Mar 31, 2026 26w ago | 8-K | $2.99 $2.65 | ▼ −11.38% | ▼ −15.33% | $2.24 (−25.02%) |
US Market Status
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